Chief Compliance Officer
Alexander Chapman
Baltimore, MD · Posted October 22, 2026
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This listing does not state pay. Across 25 open chief compliance officer listings that state pay, the middle half runs $185,000 to $285,000 and the median is $250,000.
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About the job
...firm's compliance program and policies. Lead SEC examinations, regulatory inquiries, and annual reviews. Oversee regulatory filings, testing, disclosures, and compliance monitoring. Manage Code of Ethics, marketing compliance, conflicts, and related...