SIFMA Compliance & Legal Annual Seminar
Compliance and legal professionals at broker-dealers meet regulators from the SEC and FINRA.
- Dates
- Mar 14 to Mar 17, 2027
- Where
- San Diego, CA
- Cost
- Paid ticket. Marriott Marquis San Diego Marina; pricing not read.
- Type
- Conference · Paid ticket
- Organizer
- SIFMA
- Last checked
- October 23, 2026 against the event’s own site
Official site and registration
Speaking opportunities
Has sessions, ask how speakers are chosen
Who goes
Roles and segments the organizer or our research tag this event for.
Segments: Capital markets and trading, Compliance, AML and risk
Roles: compliance officer, risk manager
The field it serves: Financial Services & Banking
- Verified open jobs
- about 42,954
- Typical posted salary
- $149,000 a year (middle half $106,000 to $205,000)
- Entry or early-career level
- 30% of openings
- Employment, year over year
- −1.2% in financial activities, the closest BLS sector
Source: NextChapter job data, jobs verified live in the last 7 days.
Source: NextChapter job data: salary ranges employers posted, midpoint of each range, 1,420 of the newest 5,000 verified open jobs.
Source: NextChapter job data: level read from the full posting, newest 5,000 verified open jobs.
Source: BLS Current Employment Statistics, seasonally adjusted payroll employment, September 2026.
Full Financial Services & Banking snapshot: jobs, pay, layoffs and conferences
Employers at this conference
Exhibitors, sponsors and speakers we have found on the event’s own lists.
- Barclays Speaking 2027
- FINRA Speaking 2027
- LPL Financial Speaking 2027
- Morgan Stanley Speaking 2027
- Robinhood Speaking 2027
- U.S. Attorney's Office, Southern District of New York Speaking 2027
- U.S. Securities and Exchange Commission Speaking 2027
Read from the event’s own pages: events.sifma.org.
Industries and functions
Where it is and who it is for
Held in San Diego, CA. Local jobs, employers, layoffs and other conferences nearby are on the place pages.
Past and planned editions
- 2027: March 14, 2027 to March 17, 2027, San Diego, CA
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Paid ticket. Held at New York Law School; pricing not read.
- SIFMA Operations Conference & Exhibition
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Paid ticket. JW Marriott Desert Ridge; pricing not published in pages read.
- SIFMA Annual Meeting
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Free expo, paid sessions. 2026 edition was Oct 19-20 at The Conrad Washington DC; 2027 date not announced.
- SIFMA Anti-Money Laundering & Financial Crimes Conference
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Paid ticket. 2026 edition June 3-4 at NY Marriott Marquis; 2027 not announced.
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