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Chief Compliance Officer (Series 3)

Confidentiel

Chicago, IL · Posted November 1, 2026

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This listing does not state pay. Across 25 open chief compliance officer listings that state pay, the middle half runs $187,500 to $254,500 and the median is $225,000.

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About the job

...the U.S. and Asia. About the role We are looking for a compliance leader with an active Series 3 to serve as our listed principal... ...Self-Examination Questionnaire. AML: serve as AML Compliance Officer, responsible for customer identification and suspicious...