Director, Senior Compliance Officer
Chardan
New York, NY · $200k–$250k a year · Posted November 3, 2026
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November 2026
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Rankings about legal jobs
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- Employers with the most legal jobs #1 Morgan & Morgan (195 roles)
How AI is used in this kind of work
Among compliance officers, AI is already used for some of the tasks. Measured exposure for compliance officers: 12% (some).
Share of this job’s tasks that AI is already used for at work, from real usage. It is not a forecast of job loss, and a low number means no use seen yet. Source: Anthropic Economic Index.
About the job
...broker-dealer and investment adviser compliance programs, providing regulatory guidance across Investment Banking, Capital Markets, Research,... ...with legal, ethical, and regulatory frameworks Create and manage effective action plans in response to any identified compliance...